(*) Shareholders that are fund management companies may be exempted from disclosure up to the 5% threshold. (1) Fund management. (2) The aggregate investment of 7.353%, of which 4.190% with voting rights, disclosed by JPMorgan Chase & Co. in form 120 B dated 16 July 2018, has been recalculated in 5.997%, of which 3.009% with voting rights, due to the disclosure by this shareholder through form 120 A dated 20 September 2018 and the change in Intesa Sanpaolo’s share capital of 7 August 2018 as a result of the conversion of savings shares into ordinary shares. The disclosure through form 120 B dated 16 July 2018 was made in view of the positions held by JPMorgan Chase & Co. in relation to the issue of LECOIP 2.0 Certificates, having as underlying instruments Intesa Sanpaolo ordinary shares, that the Intesa Sanpaolo Group’s employees received under the 2018-2021 LECOIP 2.0 Long-term Investment Plan based on financial instruments.
Note: figures may not add up exactly due to rounding differences.
Figures updated based on the results from the register of shareholders and the latest communications received.
Italian regulation (art.120 of "TUF") sets forth that holdings exceeding 3% of the voting capital of a listed company shall be communicated to both the latter and to Consob. Moreover, under art. 19 of TUB prior authorisation by the Bank of Italy shall be required for the acquisition of holdings of capital in banks which are either significant or make it possible the exercise of significant influence or confer a share of voting rights or capital equal to at least 10%.
The Italian regulations also set forth notification obligations regarding any agreements among shareholders.